HOW TO MAKE AN INVESTMENT THROUGH SEYMOUR SINCLAIR INVESTMENTS

#              To receive a cash-back bonus for rebate by cheque or reinvestment to enhance the value of your investment, please complete our Execution Only & Direct Offer Investment Confirmation Form. This will identify your personal details and which investment you wish to make. It also confirms that we will act as your agent for the investment on an execution only basis. This means that the choice of investment is yours and that we have not given any financial advice or recommendation.

#              Then, simply complete the relevant investment application form and return it to us with the Execution Only & Direct Offer Investment Confirmation Form using our Freepost address. Please also enclose your cheque made payable to the investment company. If you require an application form for an investment you wish to make, please contact us and we will send it out to you.

#              You may prefer to send your application direct to the investment company concerned. If so, just send us the Execution Only & Direct Offer Investment Confirmation Form, confirming the investment you have made. Please make sure that you include our name and address in the 'Financial Adviser box' on the application form and include our FSA No: 177616. In this situation, your cash-back bonus can only be rebated by cheque.

#             Making a unit trust investment is even simpler. You just complete the Execution Only & Direct Offer Investment Confirmation Form and return it to us together with your cheque made payable to the relevant company. You should note on our form the investment company and fund - and indicate if you require income or accumulation units. The investment will then be forwarded that day and contract notes sent to you upon receipt.

#             Always make your cheque payable to the investment company with whom you wish to make an investment. Occasionally the cheque should be made payable to a specific bank or special code used. Please check the investment application for instructions. If you are using a building society cheque, please ensure that the society add 'reference (your name)' after the payee.

#          Do not make your cheque payable to Seymour Sinclair Investments as we will have to return it to you, which will cause a delay in an investment being made.

#             Commission is usually paid to us by the investment company concerned 4 to 6 weeks after receiving your application. We will confirm the full amount paid, and if you have not requested that your cash-back bonus be reinvested to enhance the value of your investment, we will send your rebate cheque as soon as possible after the commission has been received.

#          If you wish to send your application direct to the investment company and require a discount rather than cash-back please ensure that the appropriate discount is noted on the application form. Please telephone us to confirm the correct wording.

#          If an application has the discount instruction printed or written on it, the discount will be reinvested. If a cash-back is required, the discount instructions will need to be removed. If no instructions are given to us or the investment company a cash-back bonus will apply.

#          Please make sure you have enclosed the relevant Money Laundering information with your application.

#          Contract notes, certificates, policy documents and any other correspondence sent to us by an investment company will be forwarded to you immediately upon receipt.

If you wish to use a fund supermarket or platform we have provided details and a link to FundsNetwork which is owned and run by Fidelity. However investors may wish to use a different Platform (fund supermarket), such a CoFunds or Skandia and this can be arranged through us. We have chosen FundsNetwork as our prefered Platform as it is geared up for the investor whereas we found most other Platforms are geared up for the Adviser. If you do not wish to use a Platform and invest directly with the fund manager, this is perfectly acceptable to us and we can send you the relevant details and application forms.

IF THERE IS ANYTHING THAT YOU ARE NOT SURE ABOUT, PLEASE CONTACT US BEFORE MAKING AN INVESTMENT.

You can send us your investment using our FREEPOST service. (2nd class service) FREEPOST LON17950, LONDON SW15 2GZ.

Seymour Sinclair Investments Limited is authorised and regulated by the Financial Services Authority (FSA). This means that you have their protection to insure that we will make the full initial commission rebate as advertised. Any renewal commission paid on an investment will be retained in full by Seymour Sinclair Investments Ltd. We hold Professional Indemnity Insurance in accordance to the rules laid down by the FSA.

Seymour Sinclair Investments Ltd is not offering investment advice regarding the investment of your choice. Nothing in the information we provide should be construed as constituting advice or recommendation. If you are unsure as to the suitability of an investment, you should seek expert financial advice. Please do not invest unless you are absolutely sure about the investment you are making. The discounts given are usually in addition to those offered by the investment companies. This is the norm but the rules on this can vary between companies. Please contact us should you have any questions you would like answering.

PLEASE BE AWARE THAT THE VALUE OF YOUR INVESTMENTS CAN FALL AS WELL AS RISE AND THAT YOU SHOULD NOT MAKE AN INVESTMENT IF YOU ARE UNSURE IN ANY WAY ABOUT THE INVESTMENT YOU ARE MAKING AND THAT YOU SHOULD SEEK EXPERT ADVICE.

E&OE.

PLEASE READ OUR TERMS OF BUSINESS BEFORE MAKING AN INVESTMENT

DO NOT MAKE YOUR CHEQUES PAYABLE TO OURSELVES

Authorised and regulated by the Financial Services Authority - No: 177616