HOW TO MAKE AN INVESTMENT
THROUGH SEYMOUR SINCLAIR INVESTMENTS
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To receive a cash-back bonus for rebate by cheque or reinvestment
to enhance the value of your investment, please complete our Execution Only & Direct
Offer Investment Confirmation Form. This will
identify your personal details and which investment you wish to make. It also confirms that we will act as your agent for
the investment on an execution only basis. This means that the choice of investment is yours and that we have not given any
financial advice or recommendation.
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Then, simply complete the relevant investment application form and return it to us with the Execution
Only & Direct Offer Investment Confirmation Form using our Freepost address. Please also enclose your cheque made payable to the investment company. If you require an application form for an investment you wish to make, please contact us
and we will send it out to you.
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You may prefer to send your application direct to the investment company concerned. If so, just send
us the Execution Only & Direct Offer Investment Confirmation Form, confirming the investment
you have made. Please make sure that you include our name and address in the 'Financial
Adviser box' on the application form and
include our FSA No: 177616. In this
situation, your cash-back bonus can only be rebated by cheque.
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Making a unit trust investment is even simpler. You just complete the Execution
Only & Direct Offer Investment Confirmation Form and return it to us together with your cheque made payable to the relevant company. You should note on our form the investment company and fund -
and indicate if you require income or accumulation units. The investment will then be forwarded that day and contract notes
sent to you upon receipt.
# Always make your cheque payable to the investment company with whom you wish to make an investment. Occasionally the cheque should
be made payable to a specific bank or special code used. Please check the investment application for instructions. If you
are using a building society cheque, please ensure that the society add 'reference (your name)' after the payee.
# Do not make
your cheque payable to Seymour Sinclair Investments as we will have to return it to you, which will cause a delay in an investment
being made.
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Commission is usually paid to us by the investment company concerned 4 to 6 weeks after receiving your
application. We will confirm the full amount paid, and if you have not requested that your cash-back bonus be reinvested to enhance the value of your investment,
we will send your rebate cheque as soon as possible after the commission has been received.
# If you wish to
send your application direct to the investment company and require a discount rather than cash-back please ensure that the
appropriate discount is noted on the application form. Please telephone us to confirm the correct wording.
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an application has the discount instruction printed or written on it, the discount will be reinvested. If a cash-back is required,
the discount instructions will need to be removed. If no instructions are given to us or the investment company a cash-back
bonus will apply.
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Please make sure you have enclosed the relevant Money Laundering information with your application.
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Contract notes, certificates, policy documents and any other correspondence sent to us by an investment company will
be forwarded to you immediately upon receipt.
IF THERE IS ANYTHING THAT YOU ARE NOT
SURE ABOUT, PLEASE CONTACT US BEFORE MAKING AN INVESTMENT.
You can
send us your investment using our FREEPOST service. (2nd class service) FREEPOST LON17950, LONDON SW15 2GZ.
Seymour Sinclair Investments Limited is authorised and regulated by the Financial Services Authority
(FSA). This means that you have their protection to insure that we will make the full initial commission rebate as advertised.
Should any tax liability occur from a commission rebate, this would solely be the responsibility of the final receiver of
the commission and that we accept no liability to any tax that may occur from a commission rebate. Any renewal commission
paid on an investment will be retained in full by Seymour Sinclair Investments Ltd. We hold Professional Indemnity Insurance
in accordance to the rules laid down by the FSA.
Seymour
Sinclair Investments Ltd is not offering investment advice regarding the investment of your choice. Nothing in the information
we provide should be construed as constituting advice or recommendation. If you are unsure as to the suitability of an investment,
you should seek expert financial advice. Please do not invest unless you are absolutely sure about the investment you are
making. The discounts given are usually in addition to those offered by the investment companies. This is the norm but the
rules on this can vary between companies. Please contact us should you have any questions you would like answering.
PLEASE BE AWARE THAT THE VALUE OF YOUR INVESTMENTS CAN FALL AS WELL AS RISE AND THAT YOU SHOULD NOT MAKE AN INVESTMENT IF
YOU ARE UNSURE IN ANY WAY ABOUT THE INVESTMENT YOU ARE MAKING AND THAT YOU SHOULD SEEK EXPERT ADVICE.
E&OE.
PLEASE
READ OUR TERMS OF BUSINESS BEFORE MAKING AN INVESTMENT
DO NOT MAKE YOUR CHEQUES PAYABLE TO OURSELVES
Authorised and regulated by the Financial Services Authority
- No: 177616
11/09